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Latest SEC News- Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD December 20, 2024
- SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule December 20, 2024
- SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings December 20, 2024
- SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico December 20, 2024
- Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports December 20, 2024
Monthly Archives: October 2013
Regulation (C)rowdfunding Day – The Morning After
[Following is a reprint of an article written by me for my Legal Column, The Crowdfunding Counselor™, on CrowdfundInsider, published on October 24, 2013] First in a Series of Articles Focusing on the Road Ahead to Final Rules and Beyond … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, Uncategorized
Tagged accredited investors, california securities attorney, Crowdfunding, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, final SEC rules, Guzik and Associates, investment crowdfunding, JOBS Act, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer, The Crowdfunding Counselor
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The SEC Finally Convenes on Crowdfunding Rules – Open Meeting or Crowd Control?
[Following is a reprint of an article written by me for my Legal Column, The Crowdfunding Counselor™, on CrowdfundInsider, published on October 22, 2013] It had been more than 18 months since President Obama signed into law the multi-faceted potpourri … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, crowdfunding attorney, crowdfunding lawyer, crowdfundinsider, equity crowdfunding, Georgia Levenson Keohane, Guzik and Associates, JOBS Act, proposed crowdfunding rules, proposed SEC rules, Roosevelt Institute, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer, The Crowdfunding Counselor
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Securities Attorney Samuel Guzik Announces Regular Legal Column for Crowdfund Insider – The Crowdfunding Counselor™
As previously reported on CrowdfundInsider.com, I will be authoring a column on its behalf, The Crowdfunding Counselor™, dedicated to discussing legal issues of importance to those committed to advancing capital formation for small businesses and startups alike flowing from the … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, Andrew Dix, california securities attorney, Charles Luzar, Crowdfund Insider, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, JOBS Act, proposed SEC rules, samuel guzik, SEC crowdfunding regulations, securities attorney, securities lawyer, The Crowdfunding Counselor
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