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Latest SEC News- Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD December 20, 2024
- SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule December 20, 2024
- SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings December 20, 2024
- SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico December 20, 2024
- Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports December 20, 2024
Monthly Archives: June 2014
JOBS Act 2.0: Congressman McHenry’s Cure for the “Six Deadly Sins” of Crowdfunding Regulation
For those of you who were too busy to notice, U.S. Congressman Patrick McHenry introduced three draft bills into the House Financial Services Committee last week. One of them, if it were to become law, would open up the … Continue reading
Posted in Corporate Law, Crowdfunding, General, SEC Developments
Tagged Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, equity crowdfunding, Guzik and Associates, JOBS Act, JOBS Act 2.0, Patrick McHenry, proposed crowdfunding rules, proposed sec crowdfunding rules, samuel guzik, SEC crowdfunding regulations
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MIT Panel Discussion: Can Crowdfunding Democratize Access to Capital?
Following is a Crowdfunding Roundtable I participated in at the MIT Sloan School of Business on May 19, 2014, which included my presentation on the SEC’s proposed Regulation A+: May 19 @ 1:00 pm – 2:00 pm Event Details The MIT Innovation … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, SEC Developments
Tagged Crowdfunding, CrowdfundingPlus, equity crowdfunding, Guzik and Associates, JOBS Act, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, Regulation A, Rule 506, samuel guzik, SEC crowdfunding regulations
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Regulation A+: A Sleeping Giant For Small Business Capital Formation?
Since the 1930’s Regulation A has been unremarkable as a little known and little used “exemption” from the full SEC registration process – intended to allow smaller companies to access public markets through a streamlined SEC registration process – … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Tagged Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, Guzik and Associates, JOBS Act, NASAA, proposed SEC rules, Regulation A, samuel guzik, sec
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