Monthly Archives: March 2015

Regulation A+ IPO – Where Can My Company’s Securities Trade?

Posted on March 31, 2015 by Samuel Guzik

For those of you still trying to get  your arms around the SEC’s recently released Final Rules implementing Title IV of the JOBS Act, commonly known as Regulation A+, one of the most important areas for a company to consider … Continue reading →

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SEC Commissioner Daniel Gallagher Speaks to the SME Capital Ecosystem

Posted on March 30, 2015 by Samuel Guzik

There is a time to speak up – and a time to listen. Today is a time to listen – to SEC Commissioner Daniel Gallagher, who gave yet another major address at a gathering Friday at Vanderbilt Law School. The … Continue reading →

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Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik

Posted on March 27, 2015 by Samuel Guzik

For those of you interested in learning more about Regulation A+ from the Author of Title IV of the JOBS Act of 2012 (Regulation A+), please join Congressman David Schweikert and me in a live interactive Webinar being held on … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik

Regulation A+: Q & A Primer With Securities Attorney Samuel S. Guzik

Posted on March 26, 2015 by Samuel Guzik

Following is intended to provide basic information about the new Regulation A+, adopted by the SEC on March 25, 2015, and which is expected to become effective in early June 2015. Please bear in mind that this information is general … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 5 Comments

SEC Adopts Final Rules Implementing JOBS Act Regulation A+

Posted on March 25, 2015 by Samuel Guzik

This morning the Commissioners of the U.S. Securities and Exchange Commission voted unanimously to adopt final rules implementing Title IV of the JOBS Act of 2012, popularly referred to as Regulation A+. Though the SEC has yet to post the … Continue reading →

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It’s Official – Regulation A+ Arrives on March 25, 2015!

Posted on March 21, 2015 by Samuel Guzik

For those of you who read my article on March 11, entitled: JOBS Act State of the Union: What’s Become of Regulation A+ and Crowdfunding? I provided my prognosis on what to expect as far as the SEC completing final … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 2 Comments

On the JOBS Act, Market Transparency and the Search for Truth: A Lesson in Financial Market History & Current Events

Posted on March 17, 2015 by Samuel Guzik

“Those that fail to learn from history are doomed to repeat it.”                              George  Santayana, Winston Churchill. Many financial market observers, including myself, have greeted the JOBS … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized | 1 Comment

JOBS Act State of the Union: What’s Become of Regulation A+ and Crowdfunding?

Posted on March 12, 2015 by Samuel Guzik

To borrow a line from SEC Commissioner Daniel M. Gallagher, quoting from the fight song of his alma mater, Georgetown University:  Oh How Long It’s Been! As we approach the three year anniversary of the signing into law of the JOBS … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on JOBS Act State of the Union: What’s Become of Regulation A+ and Crowdfunding?