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Latest SEC News- Additional Charges Announced in Case Involving Pre-Released ADRs June 22, 2017
- Robert Evans III Named Deputy Director in SEC’s Division of Corporation Finance June 20, 2017
- Kelly L. Gibson Named as Associate Regional Director for Enforcement in the SEC’s Philadelphia Office June 20, 2017
- Kathryn A. Pyszka Named as Associate Regional Director for Enforcement in the SEC’s Chicago Office June 20, 2017
- Keith Cassidy Named Associate Director of Technology Controls Program in OCIE June 15, 2017
Daily Archives: December 10, 2016
Congress Passes H.R. 3784 SEC Office of Small Business Advocate Bill
[Author’s Note: HR 3784 was signed into law by President Barack Obama on December 16, 2016. For an update on this historic legislation, see my most recent article appearing on this Blog.] Most of us were probably sleeping last night … Continue reading
Posted in Corporate Law, Crowdfunding, General, SEC Developments
Tagged HR 3784, samuel guzik, sec, Small Business Advocate
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