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Latest SEC News- Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office April 25, 2018
- Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million April 24, 2018
- SEC Charges Additional Defendant in Fraudulent ICO Scheme April 20, 2018
- Douglas Scheidt, Associate Director and Chief Counsel in the Division of Investment Management, to Leave Agency After 32 Years of Public Service April 20, 2018
- SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Investment Professionals April 18, 2018
Daily Archives: December 10, 2016
Congress Passes H.R. 3784 SEC Office of Small Business Advocate Bill
[Author’s Note: HR 3784 was signed into law by President Barack Obama on December 16, 2016. For an update on this historic legislation, see my most recent article appearing on this Blog.] Most of us were probably sleeping last night … Continue reading
Posted in Corporate Law, Crowdfunding, General, SEC Developments
Tagged HR 3784, samuel guzik, sec, Small Business Advocate
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