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Latest SEC News- SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing April 25, 2024
- SEC Staff Publishes New Registered Fund Statistics Report April 24, 2024
- SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management April 17, 2024
- SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 April 17, 2024
- SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
Tag Archives: Invest Kansas Exemption
Open Letter to the SEC: Please Don’t Hang Up on Small Business (And Please Don’t Put Small Business on Hold)
Some of you who read my July 2014 article entitled “Intrastate Crowdfunding at Risk -Has Intrastate Crowdfunding in Washington State Been Washed Out by NASAA and the SEC?” may have concluded that I was making a mountain out of a … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, final SEC rules, Guzik and Associates, intrastate crowdfunding, Invest Kansas Exemption, JOBS Act, NASAA, Patrick McHenry, proposed crowdfunding rules, proposed sec crowdfunding regulations, Regulation A, Rule 506, samuel guzik
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Intrastate Crowdfunding at Risk
Has Intrastate Crowdfunding in Washington State Been Washed Out by NASAA and the SEC? On May 5, 2014, I published an article in Crowdfund Insider highlighting recent informal “rulemaking” at the SEC Division of Corporation Finance, which in my opinion … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged Crowdfunding, equity crowdfunding, general advertising, general solicitation, Georgia crowdfunding, intrastate crowdfunding legislation, Invest Georgia Exemption, Invest Kansas Exemption, JOBS Act, Joe Wallin, NASAA, proposed crowdfunding rules, proposed sec crowdfunding regulations, proposed SEC rules, public solicitation, Rick Fleming, samuel guzik, SEC crowdfunding regulations, state crowdfunding legislation, Washington State crowdfunding
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Equity Crowdfunding in Wisconsin – The Bucks Start Here
Wisconsin today became the fifth state to introduce state legislation which, if enacted, would allow equity crowdfunding targeted at both accredited and unaccredited investors. Two states, Kansas and Georgia, have already implemented laws and regulations which allow equity crowdfunding to … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General
Tagged accredited investors, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, general solicitation, Guzik and Associates, Invest Georgia Exemption, Invest Kansas Exemption, investment crowdfunding, JOBS Act, proposed SEC rules, public advertising, public solicitation, samuel guzik, SEC crowdfunding regulations, unaccredited investors, Wisconsin crowdfunding legislation
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Equity Crowdfunding and The Road Not Taken – What Congress Could Learn From Kansas
It’s pretty easy to make a case against equity crowdfunding: Startups are risky investments – most will fail, and investors will lose their money. Crowdfunding will be a magnet for fraud, drawing phony and exaggerated investment schemes. The goal of … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged california securities attorney, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, general solicitation, Guzik and Associates, IKE, Invest Kansas Exemption, JOBS Act, New York Times, private placements, proposed SEC rules, regulation d, sec, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer
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