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Latest SEC News- Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office April 25, 2018
- Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million April 24, 2018
- SEC Charges Additional Defendant in Fraudulent ICO Scheme April 20, 2018
- Douglas Scheidt, Associate Director and Chief Counsel in the Division of Investment Management, to Leave Agency After 32 Years of Public Service April 20, 2018
- SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Investment Professionals April 18, 2018
Tag Archives: Small Business Advocate
The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda
With the Jumpstart Our Business Startups (JOBS) Act having just reached its five year milestone, Regulation Crowdfunding hitting its one year milestone, and the two year anniversary of Regulation A(+) fast approaching, I thought this would be a good time … Continue reading
Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Tagged crowdfunding attorney, crowdfunding lawyer, IPO, Jay Clayton, JOBS Act, Regulation A, Regulation A Lawyer, Regulation A+ attorney, SAFE Securities, samuel guzik, sec, Small Business Advocate
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SEC Office of Small Business Advocate – One of Top 10 Fintech News Events in 2016
I am proud to be a part of one of the Top 10 Fintech News Events of 2016 – HR 3784 – SEC Office of Small Business Advocate: Top Fintech Stories from Crowdfund Insider during 2016 December 30, 2016 @ … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged Crowdfund Inside, Fintech, HR 3784, News, samuel guzik, sec, Small Business Advocate
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Congress Passes H.R. 3784 SEC Office of Small Business Advocate Bill
[Author’s Note: HR 3784 was signed into law by President Barack Obama on December 16, 2016. For an update on this historic legislation, see my most recent article appearing on this Blog.] Most of us were probably sleeping last night … Continue reading
Posted in Corporate Law, Crowdfunding, General, SEC Developments
Tagged HR 3784, samuel guzik, sec, Small Business Advocate
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