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Latest SEC News- SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud November 25, 2024
- SEC Announces Enforcement Results for Fiscal Year 2024 November 22, 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports November 22, 2024
- UPS to Pay $45 Million Penalty for Improperly Valuing Business Unit November 22, 2024
- SEC Charges Advisory Firm La Mancha and its Owner David Kushner with Fraud November 21, 2024
Author Archives: Samuel Guzik
Equity Crowdfunding – Google and the Venture Capitalists Are Taking Notice
While the wait continues for SEC regulations for equity crowdfunding under the JOBS Act, Google and the Venture Capitalists are getting their foot in the door with crowdfunding portals targeting accredited investors. Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, SEC Developments
Tagged accredited investors, CircleUp, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, final rules, final SEC rules, general advertising, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, public advertising, public solicitation, regulation d, Rule 506, samuel guzik, sec, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer, startup attorney, startup lawyer
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Recent Delaware Court of Chancery Opinions Highlight a Powerful Weapon for Minority Shareholders of Public and Privately Held Companies – Receivership
Within a span of two weeks, in two separate cases by two different judges, the Delaware Court of Chancery opened the door wide open to a powerful remedy for minority shareholders of Delaware corporations – receivership – in an area … Continue reading
Posted in Corporate Governance, Corporate Law, General
Tagged delaware corporation law, receiverships, Reverse mergers. chinese companies
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SEC Issues Proposed JOBS Act Regulations for Private Placements Under Rule 506 of Regulation D
On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (JOBS Act), making sweeping changes to federal laws regulating capital formation. One of the more significant changes to existing law was a directive to the … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, final rules, final SEC rules, general advertising, general solicitation, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, public advertising, public solicitation, regulation d, Rule 506, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer, startup lawyer
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The JOBS Act – Act 2: The Wait for SEC Regulations Continues
As I previously reported, on April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (JOBS Act), making sweeping changes to federal laws regulating capital formation, and dramatically enhancing the ability of start-ups, emerging private businesses and … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, equity crowdfunding, general advertising, general solicitation, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, public advertising, public solicitation, Rule 506, samuel guzik, SEC crowdfunding regulations, securities attorney, securities lawyer
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The State of the Market for Reverse Mergers and Other Alternative Public Offerings
The demand by companies seeking to access U.S. capital markets through going public has continued to grow over the last decade, in spite of such events as stock market bubbles, a “great recession” and continuing consolidation in the investment banking … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
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The “Jumpstart Our Business Startups Act” (JOBS Act) is Now Law
In a rare showing of bi-partisanship on Capitol Hill, on April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) into law, making sweeping changes to federal laws regulating capital formation, and dramatically enhancing the ability … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, equity crowdfunding, general advertising, general solicitation, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, public advertising, public solicitation, Rule 506, samuel guzik, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer
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