Category Archives: Capital Raising

Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!

Posted on October 11, 2015 by Samuel Guzik

Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles.  Well, since Regulation … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center | Comments Off on Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!

SEC Staff Provides Early Guidance on Use of Regulation A+

Posted on June 24, 2015 by Samuel Guzik

  [As published on June 24, 2015 on CrowdfundInsider.com] On June 23, 2015, the Staff of the Securities and Exchange Commission provided some public guidance on certain issues arising under the new Regulation A+ Final Rules. In a new section … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 7 Comments

Regulation A+ Packs a “Punch” – So too Congress and Title III Crowdfunding

Posted on June 22, 2015 by Samuel Guzik

Regulation A+ Day 1: A Look Past the Mainstream Media Headlines And Regulation A+’s Forgotten Crowdfunding Cousin Quietly Comes to Life in Congress! [Reprinted with permission from CrowdfundInsider, June 22, 2015] Some History Lessons Though some may quibble over the … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on Regulation A+ Packs a “Punch” – So too Congress and Title III Crowdfunding

Regulation A+ CBS Podcast with Jay Abraham and Sam Guzik

Posted on June 18, 2015 by Samuel Guzik

Friday, June 19, 2015, is an historic day for both small business and federal securities regulation.  For the first time in over a century private early stage and more mature companies alike will be able to offer their securities to … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Uncategorized | 1 Comment

The State of Massachusetts vs. Regulation A+ — State Regulators Take the SEC to Court

Posted on May 26, 2015 by Samuel Guzik

 As you undoubtedly have heard, or will hear, the Commonwealth of Massachusetts via via its Secretary of State, William Galvin, filed a lawsuit against the SEC on Friday to block the implementation of SEC Final Rules implementing Regulation A+.  . Though … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 2 Comments

Mark Your Calendars – Regulation A+ Goes Live on June 19, 2015

Posted on April 20, 2015 by Samuel Guzik

For those of you who have been following JOBS Act final rulemaking, Regulation A+, allowing companies to conduct an IPO up to $50 million at reduced initial and ongoing expense compared to a traditional IPO, today was another important milestone. … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on Mark Your Calendars – Regulation A+ Goes Live on June 19, 2015

Regulation A+ IPO – Where Can My Company’s Securities Trade?

Posted on March 31, 2015 by Samuel Guzik

For those of you still trying to get  your arms around the SEC’s recently released Final Rules implementing Title IV of the JOBS Act, commonly known as Regulation A+, one of the most important areas for a company to consider … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Uncategorized | Comments Off on Regulation A+ IPO – Where Can My Company’s Securities Trade?

SEC Commissioner Daniel Gallagher Speaks to the SME Capital Ecosystem

Posted on March 30, 2015 by Samuel Guzik

There is a time to speak up – and a time to listen. Today is a time to listen – to SEC Commissioner Daniel Gallagher, who gave yet another major address at a gathering Friday at Vanderbilt Law School. The … Continue reading →

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Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik

Posted on March 27, 2015 by Samuel Guzik

For those of you interested in learning more about Regulation A+ from the Author of Title IV of the JOBS Act of 2012 (Regulation A+), please join Congressman David Schweikert and me in a live interactive Webinar being held on … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik

Regulation A+: Q & A Primer With Securities Attorney Samuel S. Guzik

Posted on March 26, 2015 by Samuel Guzik

Following is intended to provide basic information about the new Regulation A+, adopted by the SEC on March 25, 2015, and which is expected to become effective in early June 2015. Please bear in mind that this information is general … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 5 Comments