-
Latest SEC News- SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud November 25, 2024
- SEC Announces Enforcement Results for Fiscal Year 2024 November 22, 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports November 22, 2024
- UPS to Pay $45 Million Penalty for Improperly Valuing Business Unit November 22, 2024
- SEC Charges Advisory Firm La Mancha and its Owner David Kushner with Fraud November 21, 2024
Category Archives: SEC Developments
The State of the Market for Reverse Mergers and Other Alternative Public Offerings
The demand by companies seeking to access U.S. capital markets through going public has continued to grow over the last decade, in spite of such events as stock market bubbles, a “great recession” and continuing consolidation in the investment banking … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Comments Off on The State of the Market for Reverse Mergers and Other Alternative Public Offerings
The “Jumpstart Our Business Startups Act” (JOBS Act) is Now Law
In a rare showing of bi-partisanship on Capitol Hill, on April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) into law, making sweeping changes to federal laws regulating capital formation, and dramatically enhancing the ability … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, equity crowdfunding, general advertising, general solicitation, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, public advertising, public solicitation, Rule 506, samuel guzik, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer
Comments Off on The “Jumpstart Our Business Startups Act” (JOBS Act) is Now Law