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Latest SEC News- SEC Announces Enforcement Results for Fiscal Year 2024 November 22, 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports November 22, 2024
- UPS to Pay $45 Million Penalty for Improperly Valuing Business Unit November 22, 2024
- SEC Charges Advisory Firm La Mancha and its Owner David Kushner with Fraud November 21, 2024
- SEC Chair Gensler to Depart Agency on January 20 November 21, 2024
Tag Archives: Crowdcheck
THE SIX DEADLY SINS OF THE SEC’S PROPOSED CROWDFUNDING REGULATIONS – AND HOW TO MAKE THE SEC REPENT BEFORE IT IS TOO LATE
In a previous article I identified a number of serious problems with the SEC’s proposed crowdfunding regulations. I also promised readers to share my opinions on what can and should be done by crowdfunding supporters to fix the problems – … Continue reading
Posted in Business Formation, Capital Raising, Corporate Governance, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, Dan Gallagher, equity crowdfunding, investment crowdfunding, JOBS Act, Kim Wales, Los Angeles securities attorney, Los Angeles Securities Lawyer, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
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On the Proposed SEC Regulations & Crowdfunding – A Postscript: Is SEC Commissioner Gallagher a Friend of the Crowd?
Behind the unanimous vote that accompanied the SEC’s issuance of proposed crowdfunding regulations on October 23, 2013, I sensed that there was more afoot behind the congenial surface. It seemed unlikely to this Commission observer that the sharp divisions amongst … Continue reading
Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, Dan Gallagher, equity crowdfunding, JOBS Act, Los Angeles securities attorney, Los Angeles Securities Lawyer, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
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ON THE PROPOSED SEC REGULATIONS AND CROWDFUNDING: LET’S GET IT RIGHT, CHAIRMAN WHITE
There was an air of euphoria in the crowdfunding community on October 23 when the U.S. Securities and Exchange Commission finally issued its proposed crowdfunding rules – a necessary step to implement equity crowdfunding, as dictated by Congress in the … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, JOBS Act, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
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Equity Crowdfunding – The Road Ahead at the SEC and Beyond
Equity crowdfunding, hoped by many to be a promising new vehicle for capital formation for startups and other early stage companies, has yet to become operational under the JOBS Act – waiting on the SEC to promulgate proposed and final … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, regulation d, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer, startups
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