Categories
-
Recent Posts
- Blockchain and Security Tokens (a/k/a Digital Securities): A Securities Lawyer’s View from the 2018 Los Angeles Crypto Invest Summit
- President Trump: It’s High Time for a few More Tweets to SEC Chairman Jay Clayton
- Fixing the JOBS Act Beyond JOBS Act 3.0: Follow the Money
- SEC Regulation A+, ICOs and Small Business Capital Formation: For Whom the Bells Toll?
- The SEC and Regulated ICOs: Be Careful What You Wish For
- The SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action
- Securities Attorney Samuel Guzik in the News – CFO.com
- The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda
Archives
- October 2018
- August 2018
- July 2018
- May 2017
- December 2016
- November 2016
- October 2016
- September 2016
- June 2016
- February 2016
- December 2015
- November 2015
- October 2015
- June 2015
- May 2015
- April 2015
- March 2015
- February 2015
- December 2014
- November 2014
- August 2014
- July 2014
- June 2014
- March 2014
- February 2014
- January 2014
- November 2013
- October 2013
- September 2013
- August 2013
- July 2013
- June 2013
- May 2013
- April 2013
- October 2012
- July 2012
- June 2012
- May 2012
Our Blogroll
Latest SEC News
- SEC Announces Enforcement Results for Fiscal Year 2024 November 22, 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports November 22, 2024
- UPS to Pay $45 Million Penalty for Improperly Valuing Business Unit November 22, 2024
- SEC Charges Advisory Firm La Mancha and its Owner David Kushner with Fraud November 21, 2024
- SEC Chair Gensler to Depart Agency on January 20 November 21, 2024
November 2024 M T W T F S S « Oct 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Follow Us!
Tag Archives: crowdfunding blog
THE SIX DEADLY SINS OF THE SEC’S PROPOSED CROWDFUNDING REGULATIONS – AND HOW TO MAKE THE SEC REPENT BEFORE IT IS TOO LATE
In a previous article I identified a number of serious problems with the SEC’s proposed crowdfunding regulations. I also promised readers to share my opinions on what can and should be done by crowdfunding supporters to fix the problems – … Continue reading
Posted in Business Formation, Capital Raising, Corporate Governance, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, Dan Gallagher, equity crowdfunding, investment crowdfunding, JOBS Act, Kim Wales, Los Angeles securities attorney, Los Angeles Securities Lawyer, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
Comments Off on THE SIX DEADLY SINS OF THE SEC’S PROPOSED CROWDFUNDING REGULATIONS – AND HOW TO MAKE THE SEC REPENT BEFORE IT IS TOO LATE
On the Proposed SEC Regulations & Crowdfunding – A Postscript: Is SEC Commissioner Gallagher a Friend of the Crowd?
Behind the unanimous vote that accompanied the SEC’s issuance of proposed crowdfunding regulations on October 23, 2013, I sensed that there was more afoot behind the congenial surface. It seemed unlikely to this Commission observer that the sharp divisions amongst … Continue reading
Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, Dan Gallagher, equity crowdfunding, JOBS Act, Los Angeles securities attorney, Los Angeles Securities Lawyer, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
Comments Off on On the Proposed SEC Regulations & Crowdfunding – A Postscript: Is SEC Commissioner Gallagher a Friend of the Crowd?
ON THE PROPOSED SEC REGULATIONS AND CROWDFUNDING: LET’S GET IT RIGHT, CHAIRMAN WHITE
There was an air of euphoria in the crowdfunding community on October 23 when the U.S. Securities and Exchange Commission finally issued its proposed crowdfunding rules – a necessary step to implement equity crowdfunding, as dictated by Congress in the … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, JOBS Act, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
Comments Off on ON THE PROPOSED SEC REGULATIONS AND CROWDFUNDING: LET’S GET IT RIGHT, CHAIRMAN WHITE
Securities Attorney Samuel Guzik Announces Regular Legal Column for Crowdfund Insider – The Crowdfunding Counselor™
As previously reported on CrowdfundInsider.com, I will be authoring a column on its behalf, The Crowdfunding Counselor™, dedicated to discussing legal issues of importance to those committed to advancing capital formation for small businesses and startups alike flowing from the … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, Andrew Dix, california securities attorney, Charles Luzar, Crowdfund Insider, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, JOBS Act, proposed SEC rules, samuel guzik, SEC crowdfunding regulations, securities attorney, securities lawyer, The Crowdfunding Counselor
Comments Off on Securities Attorney Samuel Guzik Announces Regular Legal Column for Crowdfund Insider – The Crowdfunding Counselor™
Equity Crowdfunding and The Road Not Taken – What Congress Could Learn From Kansas
It’s pretty easy to make a case against equity crowdfunding: Startups are risky investments – most will fail, and investors will lose their money. Crowdfunding will be a magnet for fraud, drawing phony and exaggerated investment schemes. The goal of … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged california securities attorney, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, general solicitation, Guzik and Associates, IKE, Invest Kansas Exemption, JOBS Act, New York Times, private placements, proposed SEC rules, regulation d, sec, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer
Comments Off on Equity Crowdfunding and The Road Not Taken – What Congress Could Learn From Kansas
Equity Crowdfunding – The Road Ahead at the SEC and Beyond
Equity crowdfunding, hoped by many to be a promising new vehicle for capital formation for startups and other early stage companies, has yet to become operational under the JOBS Act – waiting on the SEC to promulgate proposed and final … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, california securities attorney, Crowdcheck, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, equity crowdfunding, final SEC rules, Guzik and Associates, JOBS Act, private placements, proposed SEC rules, regulation d, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer, startups
Comments Off on Equity Crowdfunding – The Road Ahead at the SEC and Beyond