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Latest SEC News- Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD December 20, 2024
- SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule December 20, 2024
- SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings December 20, 2024
- SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico December 20, 2024
- Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports December 20, 2024
Tag Archives: investment crowdfunding
Samuel S. Guzik Publishes Second JOBS Act Article in The Harvard Law School Forum in 2014
Today’s edition of The Harvard Law School Forum on Corporate Governance and Financial Regulation features an article written by me, entitled “SEC Crowdfunding Rulemaking under the JOBS Act – An Opportunity Lost?” The article is an analysis of choices and … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged Crowdfunding, CrowdfundingPlus, equity crowdfunding, investment crowdfunding, JOBS Act, proposed crowdfunding rules, proposed sec crowdfunding regulations, samuel guzik, SEC crowdfunding regulations
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THE SIX DEADLY SINS OF THE SEC’S PROPOSED CROWDFUNDING REGULATIONS – AND HOW TO MAKE THE SEC REPENT BEFORE IT IS TOO LATE
In a previous article I identified a number of serious problems with the SEC’s proposed crowdfunding regulations. I also promised readers to share my opinions on what can and should be done by crowdfunding supporters to fix the problems – … Continue reading
Posted in Business Formation, Capital Raising, Corporate Governance, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, california securities attorney, Crowdcheck, Crowdfunding, crowdfunding attorney, crowdfunding blog, crowdfunding lawyer, Dan Gallagher, equity crowdfunding, investment crowdfunding, JOBS Act, Kim Wales, Los Angeles securities attorney, Los Angeles Securities Lawyer, proposed crowdfunding rules, proposed rules, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, securities attorney, securities lawyer
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Regulation (C)rowdfunding Day – The Morning After
[Following is a reprint of an article written by me for my Legal Column, The Crowdfunding Counselor™, on CrowdfundInsider, published on October 24, 2013] First in a Series of Articles Focusing on the Road Ahead to Final Rules and Beyond … Continue reading
Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, Uncategorized
Tagged accredited investors, california securities attorney, Crowdfunding, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, final SEC rules, Guzik and Associates, investment crowdfunding, JOBS Act, proposed sec crowdfunding regulations, proposed sec crowdfunding rules, proposed SEC rules, samuel guzik, sec, SEC crowdfunding regulations, SEC lawyer, securities attorney, securities lawyer, The Crowdfunding Counselor
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Equity Crowdfunding in Wisconsin – The Bucks Start Here
Wisconsin today became the fifth state to introduce state legislation which, if enacted, would allow equity crowdfunding targeted at both accredited and unaccredited investors. Two states, Kansas and Georgia, have already implemented laws and regulations which allow equity crowdfunding to … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General
Tagged accredited investors, crowdfunding attorney, crowdfunding lawyer, equity crowdfunding, general solicitation, Guzik and Associates, Invest Georgia Exemption, Invest Kansas Exemption, investment crowdfunding, JOBS Act, proposed SEC rules, public advertising, public solicitation, samuel guzik, SEC crowdfunding regulations, unaccredited investors, Wisconsin crowdfunding legislation
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