Tag Archives: Regulation A Lawyer

Blockchain and Security Tokens (a/k/a Digital Securities): A Securities Lawyer’s View from the 2018 Los Angeles Crypto Invest Summit

Posted on October 30, 2018 by Samuel Guzik

As a securities attorney, when I attend a conference in a rapidly developing area, I come with my own prejudices and beliefs, but with an open mind and open ears – to hear,  digest and discuss the latest developments and thinking.  The … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Security Tokens/ICOs | Tagged , , , , , , , , , , , , , , | Comments Off on Blockchain and Security Tokens (a/k/a Digital Securities): A Securities Lawyer’s View from the 2018 Los Angeles Crypto Invest Summit

Fixing the JOBS Act Beyond JOBS Act 3.0: Follow the Money

Posted on July 30, 2018 by Samuel Guzik

[Originally Published in Crowdfund Insider on July 25, 2018] Often repeated, but not always followed, is the advice: follow the money. Sometimes basic problems – and their solutions – are more readily understood (and solved) with this simple mantra. Effective … Continue reading →

Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Tagged , , , , , , , | Comments Off on Fixing the JOBS Act Beyond JOBS Act 3.0: Follow the Money

The SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action

Posted on July 30, 2018 by Samuel Guzik

  [Originally Published in Crowdfund Insider on November 6, 2017] As a securities lawyer and a sometimes advocate for smart regulation of capital formation, I must confess: When it comes to addressing the current state of the Initial Coin Offering … Continue reading →

Posted in Capital Raising, Corporate Governance, Crowdfunding, General, SEC Developments, Security Tokens/ICOs | Tagged , , , , , , , , , | Comments Off on The SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action

Securities Attorney Samuel Guzik in the News – CFO.com

Posted on May 25, 2017 by Samuel Guzik

What’s Wrong with Crowdfunding? The JOBS Act was designed to help online capital formation. So far, the results have been disappointing. Vincent Ryan February 6, 2017 | CFO Magazine Raising $5 million, $10 million, even $50 million online seems irresistibly … Continue reading →

Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center | Tagged , , , , , , , | Comments Off on Securities Attorney Samuel Guzik in the News – CFO.com

The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda

Posted on May 25, 2017 by Samuel Guzik

With the Jumpstart Our Business Startups (JOBS) Act having just reached its five year milestone, Regulation Crowdfunding hitting its one year milestone, and the two year anniversary of Regulation A(+) fast approaching, I thought this would be a good time … Continue reading →

Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Tagged , , , , , , , , , , , | Comments Off on The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda

SEC Issues Regulation A+ White Paper – What’s Working?

Posted on December 23, 2016 by Samuel Guzik

There has been a great deal of hyperbole and misinformation surrounding the use of the new SEC Regulation A+, which allows a private U.S. company to issue freely tradeable shares to the general public. A new White Paper recently  released … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Tagged , , , , , , , | Comments Off on SEC Issues Regulation A+ White Paper – What’s Working?