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Latest SEC News- SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management April 17, 2024
- SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 April 17, 2024
- SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
- Register for the SEC’s 43rd Annual Small Business Forum April 16-18 April 4, 2024
- SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures April 3, 2024
Daily Archives: March 7, 2014
Samuel Guzik Interviewed in Equities.com on SEC Regulation A+
Today’s issue of Equities.com features an interview with me, discussing issues and opportunities regarding the SEC’s proposed rules on Regulation A+. The article is entitled “Can Reg A Crowdfunding Displace the Smaller IPO.” The article addresses some practical issues companies … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, Regulation A+ Resource Center, SEC Developments
Tagged Crowdfunding, CrowdfundingPlus, JOBS Act, Regulation A, samuel guzik, sec
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