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Latest SEC News- Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments February 4, 2025
- SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchange January 30, 2025
- Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs January 30, 2025
- Extension of Form PF Amendments Compliance Date January 29, 2025
- SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations January 28, 2025
Daily Archives: November 29, 2014
On SEC Proposed Regulation A+: Has Commissioner Stein Succumbed to the NASAA Kool-Aid?
Though SEC Commissioners Daniel M. Gallagher and Kara Stein may have travelled on the same plane on the way to the Los Angeles County Bar Association Annual Securities Regulation Conference to address a room of securities industry professionals on October … Continue reading
Posted in Corporate Law, General, Regulation A+ Resource Center, SEC Developments
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2014 SEC Government – Small Business Forum: A Tale of Two Gatherings
For those of you who have been reading my articles over the past four months, I have tried to create heightened awareness of a perennial SEC event, the SEC Government-Small Business Forum, an annual event borne out of bi-partisan legislation … Continue reading
Posted in Uncategorized
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