Categories
-
Recent Posts
- Blockchain and Security Tokens (a/k/a Digital Securities): A Securities Lawyer’s View from the 2018 Los Angeles Crypto Invest Summit
- President Trump: It’s High Time for a few More Tweets to SEC Chairman Jay Clayton
- Fixing the JOBS Act Beyond JOBS Act 3.0: Follow the Money
- SEC Regulation A+, ICOs and Small Business Capital Formation: For Whom the Bells Toll?
- The SEC and Regulated ICOs: Be Careful What You Wish For
- The SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action
- Securities Attorney Samuel Guzik in the News – CFO.com
- The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda
Archives
- October 2018
- August 2018
- July 2018
- May 2017
- December 2016
- November 2016
- October 2016
- September 2016
- June 2016
- February 2016
- December 2015
- November 2015
- October 2015
- June 2015
- May 2015
- April 2015
- March 2015
- February 2015
- December 2014
- November 2014
- August 2014
- July 2014
- June 2014
- March 2014
- February 2014
- January 2014
- November 2013
- October 2013
- September 2013
- August 2013
- July 2013
- June 2013
- May 2013
- April 2013
- October 2012
- July 2012
- June 2012
- May 2012
Our Blogroll
Latest SEC News
- JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions October 31, 2024
- SEC Announces New Members of Small Business Capital Formation Advisory Committee October 30, 2024
- SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies October 25, 2024
- SEC Small Business Advisory Committee to Discuss Approaches to Venture Capital Fundraising and Challenges Facing Emerging Fund Managers October 25, 2024
- SEC Charges Four Companies With Misleading Cyber Disclosures October 22, 2024
Follow Us!
Daily Archives: November 29, 2014
On SEC Proposed Regulation A+: Has Commissioner Stein Succumbed to the NASAA Kool-Aid?
Though SEC Commissioners Daniel M. Gallagher and Kara Stein may have travelled on the same plane on the way to the Los Angeles County Bar Association Annual Securities Regulation Conference to address a room of securities industry professionals on October … Continue reading
Posted in Corporate Law, General, Regulation A+ Resource Center, SEC Developments
Comments Off on On SEC Proposed Regulation A+: Has Commissioner Stein Succumbed to the NASAA Kool-Aid?
2014 SEC Government – Small Business Forum: A Tale of Two Gatherings
For those of you who have been reading my articles over the past four months, I have tried to create heightened awareness of a perennial SEC event, the SEC Government-Small Business Forum, an annual event borne out of bi-partisan legislation … Continue reading
Posted in Uncategorized
Comments Off on 2014 SEC Government – Small Business Forum: A Tale of Two Gatherings