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Latest SEC News- SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management April 17, 2024
- SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 April 17, 2024
- SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
- Register for the SEC’s 43rd Annual Small Business Forum April 16-18 April 4, 2024
- SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures April 3, 2024
Daily Archives: December 18, 2016
HR 3784 – SEC Office of Small Business Advocate – Is Now the Law of the Land
On December 16, 2016, President Barack Obama Signed into Law HR 3784 – SEC Office of Small Business Advocate, creating an independent Office of Small Business Advocate at the SEC, reporting directly to the full Commission and Congress. This legislation … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Tagged HR 3784, samuel guzik, SEC attorney, SEC Small Business Advocate
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