Category Archives: Corporate Law

Crowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd

Posted on December 11, 2015 by Samuel Guzik

  [The following interview of Samuel S. Guzik appeared in Crowdfund Insider on December 1, 2015] December 1, 2015 @ 8:00 am By Erin Hobey “I do not recycle or repackage the ideas of others.  I try to focus instead … Continue reading →

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Final Title III SEC Crowdfunding Rules – Done (almost)!!! Next Act: The Missing Title VIII (a/k/a H.R. 3784)

Posted on October 28, 2015 by Samuel Guzik

[As published on October 28, 2015 in Crowdfund Insider] I will not be discouraged by failure; I will not be elated by success.” Joseph B. Lightfoot The bigger than life headline yesterday? The long-awaited news that the SEC’s five Commissioners … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center | 2 Comments

Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!

Posted on October 11, 2015 by Samuel Guzik

Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles.  Well, since Regulation … Continue reading →

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SEC Staff Provides Early Guidance on Use of Regulation A+

Posted on June 24, 2015 by Samuel Guzik

  [As published on June 24, 2015 on CrowdfundInsider.com] On June 23, 2015, the Staff of the Securities and Exchange Commission provided some public guidance on certain issues arising under the new Regulation A+ Final Rules. In a new section … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 7 Comments

Regulation A+ Packs a “Punch” – So too Congress and Title III Crowdfunding

Posted on June 22, 2015 by Samuel Guzik

Regulation A+ Day 1: A Look Past the Mainstream Media Headlines And Regulation A+’s Forgotten Crowdfunding Cousin Quietly Comes to Life in Congress! [Reprinted with permission from CrowdfundInsider, June 22, 2015] Some History Lessons Though some may quibble over the … Continue reading →

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Regulation A+ CBS Podcast with Jay Abraham and Sam Guzik

Posted on June 18, 2015 by Samuel Guzik

Friday, June 19, 2015, is an historic day for both small business and federal securities regulation.  For the first time in over a century private early stage and more mature companies alike will be able to offer their securities to … Continue reading →

Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Uncategorized | 1 Comment

The State of Massachusetts vs. Regulation A+ — State Regulators Take the SEC to Court

Posted on May 26, 2015 by Samuel Guzik

 As you undoubtedly have heard, or will hear, the Commonwealth of Massachusetts via via its Secretary of State, William Galvin, filed a lawsuit against the SEC on Friday to block the implementation of SEC Final Rules implementing Regulation A+.  . Though … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | 2 Comments

Regulation A+ IPO – Where Can My Company’s Securities Trade?

Posted on March 31, 2015 by Samuel Guzik

For those of you still trying to get  your arms around the SEC’s recently released Final Rules implementing Title IV of the JOBS Act, commonly known as Regulation A+, one of the most important areas for a company to consider … Continue reading →

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SEC Commissioner Daniel Gallagher Speaks to the SME Capital Ecosystem

Posted on March 30, 2015 by Samuel Guzik

There is a time to speak up – and a time to listen. Today is a time to listen – to SEC Commissioner Daniel Gallagher, who gave yet another major address at a gathering Friday at Vanderbilt Law School. The … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on SEC Commissioner Daniel Gallagher Speaks to the SME Capital Ecosystem

Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik

Posted on March 27, 2015 by Samuel Guzik

For those of you interested in learning more about Regulation A+ from the Author of Title IV of the JOBS Act of 2012 (Regulation A+), please join Congressman David Schweikert and me in a live interactive Webinar being held on … Continue reading →

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments | Comments Off on Regulation A+ Interactive Webinar With Congressman David Schweikert, the Author of Regulation A+ – & Securities Attorney Samuel S. Guzik