Category Archives: Regulation A+ Resource Center

Protected: Yes – There Actually Is Something Obscene About SEC Regulation A+ (Sort Of)

Posted on October 10, 2016 by Samuel Guzik

There is no excerpt because this is a protected post.

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Busted! SEC Targets Reg A+ Marijuana Company, Med-X, in Administrative Proceeding

Posted on September 29, 2016 by Samuel Guzik

The Regulation A+ industry was buzzing this week – not with excitement, but with a healthy dose of trepidation.  One of the first, high (no pun intended) profile Regulation A+ offerings, launched in November 2015, after a seemingly successful “Testing … Continue reading →

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An A+ Day for SEC Regulation A+ – A Victory in Court for Small Business!

Posted on June 14, 2016 by Samuel Guzik

Today was an important day for small and emerging companies. On this day the US Court of Appeals for the DC Circuit dismissed the challenge by NASAA and others to set aside the SEC’s rulemaking under Title IV of the … Continue reading →

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JOBS Act Crowdfunding Begins on May 16, 2016: Don’t Get Busted for Solicitation!

Posted on June 3, 2016 by Samuel Guzik

    It’s been five months or so since the SEC published its long awaited investment crowdfunding rules.  Though Congress dictated that this task be completed by the end of 2012, the SEC missed the mark by nearly three years.  … Continue reading →

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JOBS Act Title III Crowdfunding – A Trap for the Unwary?

Posted on June 2, 2016 by Samuel Guzik

A few weeks ago I wrote an article discussing one of the potential pitfalls – and weaknesses – in the SEC’s new Regulation CF, which became effective May 16, 2016, which allows private companies to raise up to $1 million … Continue reading →

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Forbes.com Regulation A+ Interview of Sam Guzik Ranks in YouTube 2015 Top Five Interviews

Posted on December 30, 2015 by Samuel Guzik

2015 was a busy year for me, with SEC final rulemaking completed for Regulation A+ and JOBS Act Title III crowdfunding. In addition to more than a dozen speaking engagements around the country I had the opportunity to participate in … Continue reading →

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Crowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd

Posted on December 11, 2015 by Samuel Guzik

  [The following interview of Samuel S. Guzik appeared in Crowdfund Insider on December 1, 2015] December 1, 2015 @ 8:00 am By Erin Hobey “I do not recycle or repackage the ideas of others.  I try to focus instead … Continue reading →

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JOBS ACT CROWDFUNDING IN 2016 – IT’S TIME TO CONNECT THE DOTS IN THIS NEW ERA

Posted on November 9, 2015 by Samuel Guzik

For those of you who follow my ramblings on Crowdfund Insider, you know that I do not put out infomercials – nor do I recycle or repackage the ideas of others.  I try to focus instead on broader JOBS Act … Continue reading →

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Final Title III SEC Crowdfunding Rules – Done (almost)!!! Next Act: The Missing Title VIII (a/k/a H.R. 3784)

Posted on October 28, 2015 by Samuel Guzik

[As published on October 28, 2015 in Crowdfund Insider] I will not be discouraged by failure; I will not be elated by success.” Joseph B. Lightfoot The bigger than life headline yesterday? The long-awaited news that the SEC’s five Commissioners … Continue reading →

Posted in Business Formation, Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center | 2 Comments

Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!

Posted on October 11, 2015 by Samuel Guzik

Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles.  Well, since Regulation … Continue reading →

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