-
Categories
-
Recent Posts
- Blockchain and Security Tokens (a/k/a Digital Securities): A Securities Lawyer’s View from the 2018 Los Angeles Crypto Invest Summit
- President Trump: It’s High Time for a few More Tweets to SEC Chairman Jay Clayton
- Fixing the JOBS Act Beyond JOBS Act 3.0: Follow the Money
- SEC Regulation A+, ICOs and Small Business Capital Formation: For Whom the Bells Toll?
- The SEC and Regulated ICOs: Be Careful What You Wish For
- The SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action
- Securities Attorney Samuel Guzik in the News – CFO.com
- The JOBS Act Turns Five, Regulation A+ Turns Two, Regulation Crowdfunding Turns One: What Should Be Next on the SEC Chair Jay Clayton’s Agenda
Archives
- October 2018
- August 2018
- July 2018
- May 2017
- December 2016
- November 2016
- October 2016
- September 2016
- June 2016
- February 2016
- December 2015
- November 2015
- October 2015
- June 2015
- May 2015
- April 2015
- March 2015
- February 2015
- December 2014
- November 2014
- August 2014
- July 2014
- June 2014
- March 2014
- February 2014
- January 2014
- November 2013
- October 2013
- September 2013
- August 2013
- July 2013
- June 2013
- May 2013
- April 2013
- October 2012
- July 2012
- June 2012
- May 2012
Our Blogroll
Latest SEC News
- SEC Charges Esmark Inc. and Chairman James Bouchard with Announcing False Tender Offer to Purchase U.S. Steel Corp. September 6, 2024
- SEC Charges Former Finance Director at CIRCOR International with Accounting Fraud September 5, 2024
- SEC Charges Broker-Dealer Nationwide Planning and Two Affiliated Investment Advisers with Violating Whistleblower Protection Rule September 4, 2024
- SEC Charges Six Credit Rating Agencies with Significant Recordkeeping Failures September 3, 2024
- SEC Charges Advisory Firm ClearPath with Custody Rule and Liability Disclaimer Violations September 3, 2024
September 2024 M T W T F S S « Oct 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Follow Us!
Category Archives: Regulation A+ Resource Center
Protected: Yes – There Actually Is Something Obscene About SEC Regulation A+ (Sort Of)
There is no excerpt because this is a protected post.
Posted in Capital Raising, General, Regulation A+ Resource Center, Uncategorized
Comments Off on Protected: Yes – There Actually Is Something Obscene About SEC Regulation A+ (Sort Of)
Busted! SEC Targets Reg A+ Marijuana Company, Med-X, in Administrative Proceeding
The Regulation A+ industry was buzzing this week – not with excitement, but with a healthy dose of trepidation. One of the first, high (no pun intended) profile Regulation A+ offerings, launched in November 2015, after a seemingly successful “Testing … Continue reading
Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Comments Off on Busted! SEC Targets Reg A+ Marijuana Company, Med-X, in Administrative Proceeding
An A+ Day for SEC Regulation A+ – A Victory in Court for Small Business!
Today was an important day for small and emerging companies. On this day the US Court of Appeals for the DC Circuit dismissed the challenge by NASAA and others to set aside the SEC’s rulemaking under Title IV of the … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Comments Off on An A+ Day for SEC Regulation A+ – A Victory in Court for Small Business!
JOBS Act Crowdfunding Begins on May 16, 2016: Don’t Get Busted for Solicitation!
It’s been five months or so since the SEC published its long awaited investment crowdfunding rules. Though Congress dictated that this task be completed by the end of 2012, the SEC missed the mark by nearly three years. … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Uncategorized
Comments Off on JOBS Act Crowdfunding Begins on May 16, 2016: Don’t Get Busted for Solicitation!
JOBS Act Title III Crowdfunding – A Trap for the Unwary?
A few weeks ago I wrote an article discussing one of the potential pitfalls – and weaknesses – in the SEC’s new Regulation CF, which became effective May 16, 2016, which allows private companies to raise up to $1 million … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Comments Off on JOBS Act Title III Crowdfunding – A Trap for the Unwary?
Forbes.com Regulation A+ Interview of Sam Guzik Ranks in YouTube 2015 Top Five Interviews
2015 was a busy year for me, with SEC final rulemaking completed for Regulation A+ and JOBS Act Title III crowdfunding. In addition to more than a dozen speaking engagements around the country I had the opportunity to participate in … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
Comments Off on Forbes.com Regulation A+ Interview of Sam Guzik Ranks in YouTube 2015 Top Five Interviews
Crowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd
[The following interview of Samuel S. Guzik appeared in Crowdfund Insider on December 1, 2015] December 1, 2015 @ 8:00 am By Erin Hobey “I do not recycle or repackage the ideas of others. I try to focus instead … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center
Comments Off on Crowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd
JOBS ACT CROWDFUNDING IN 2016 – IT’S TIME TO CONNECT THE DOTS IN THIS NEW ERA
For those of you who follow my ramblings on Crowdfund Insider, you know that I do not put out infomercials – nor do I recycle or repackage the ideas of others. I try to focus instead on broader JOBS Act … Continue reading
Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center
Comments Off on JOBS ACT CROWDFUNDING IN 2016 – IT’S TIME TO CONNECT THE DOTS IN THIS NEW ERA
Final Title III SEC Crowdfunding Rules – Done (almost)!!! Next Act: The Missing Title VIII (a/k/a H.R. 3784)
[As published on October 28, 2015 in Crowdfund Insider] I will not be discouraged by failure; I will not be elated by success.” Joseph B. Lightfoot The bigger than life headline yesterday? The long-awaited news that the SEC’s five Commissioners … Continue reading
Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!
Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles. Well, since Regulation … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center
Comments Off on Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!