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Latest SEC News
- SEC Charges U.S.-Based Moog Inc. with FCPA Violations for Subsidiary’s Role in Indian Bribery Scheme October 11, 2024
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Category Archives: Regulation A+ Resource Center
Protected: Yes – There Actually Is Something Obscene About SEC Regulation A+ (Sort Of)
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Posted in Capital Raising, General, Regulation A+ Resource Center, Uncategorized
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Busted! SEC Targets Reg A+ Marijuana Company, Med-X, in Administrative Proceeding
The Regulation A+ industry was buzzing this week – not with excitement, but with a healthy dose of trepidation. One of the first, high (no pun intended) profile Regulation A+ offerings, launched in November 2015, after a seemingly successful “Testing … Continue reading
Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
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An A+ Day for SEC Regulation A+ – A Victory in Court for Small Business!
Today was an important day for small and emerging companies. On this day the US Court of Appeals for the DC Circuit dismissed the challenge by NASAA and others to set aside the SEC’s rulemaking under Title IV of the … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
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JOBS Act Crowdfunding Begins on May 16, 2016: Don’t Get Busted for Solicitation!
It’s been five months or so since the SEC published its long awaited investment crowdfunding rules. Though Congress dictated that this task be completed by the end of 2012, the SEC missed the mark by nearly three years. … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments, Uncategorized
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JOBS Act Title III Crowdfunding – A Trap for the Unwary?
A few weeks ago I wrote an article discussing one of the potential pitfalls – and weaknesses – in the SEC’s new Regulation CF, which became effective May 16, 2016, which allows private companies to raise up to $1 million … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
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Forbes.com Regulation A+ Interview of Sam Guzik Ranks in YouTube 2015 Top Five Interviews
2015 was a busy year for me, with SEC final rulemaking completed for Regulation A+ and JOBS Act Title III crowdfunding. In addition to more than a dozen speaking engagements around the country I had the opportunity to participate in … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center, SEC Developments
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Crowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd
[The following interview of Samuel S. Guzik appeared in Crowdfund Insider on December 1, 2015] December 1, 2015 @ 8:00 am By Erin Hobey “I do not recycle or repackage the ideas of others. I try to focus instead … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center
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JOBS ACT CROWDFUNDING IN 2016 – IT’S TIME TO CONNECT THE DOTS IN THIS NEW ERA
For those of you who follow my ramblings on Crowdfund Insider, you know that I do not put out infomercials – nor do I recycle or repackage the ideas of others. I try to focus instead on broader JOBS Act … Continue reading
Posted in Capital Raising, Crowdfunding, General, Regulation A+ Resource Center
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Final Title III SEC Crowdfunding Rules – Done (almost)!!! Next Act: The Missing Title VIII (a/k/a H.R. 3784)
[As published on October 28, 2015 in Crowdfund Insider] I will not be discouraged by failure; I will not be elated by success.” Joseph B. Lightfoot The bigger than life headline yesterday? The long-awaited news that the SEC’s five Commissioners … Continue reading
Exit: SEC’s Dan Gallagher – Enter: The Crowdfunders!
Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles. Well, since Regulation … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, Regulation A+ Resource Center
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