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Latest SEC News- SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management April 17, 2024
- SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 April 17, 2024
- SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
- Register for the SEC’s 43rd Annual Small Business Forum April 16-18 April 4, 2024
- SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures April 3, 2024
Tag Archives: Congressman Patrick McHenry
SEC Extends Comment Period for JOBS Act Rule 506 Proposed Rulemaking – Is the SEC About to Pivot?
September 23, 2013 kicked off an historic period in federal securities laws. For the first time in 80 years companies would be allowed to publicly solicit investors in unregistered private placements so long as all of the investors were accredited. … Continue reading
Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, Congressman Patrick McHenry, crowdfundinsider, equity crowdfunding, final SEC rules, Form D, general solicitation, Guzik and Associates, JOBS Act, Milken Institute, private placements, proposed rules, proposed SEC rules, regulation d, Rule 506, samuel guzik, SBA office of Advocacy
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