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Latest SEC News- SEC Announces Enforcement Results for Fiscal Year 2024 November 22, 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports November 22, 2024
- UPS to Pay $45 Million Penalty for Improperly Valuing Business Unit November 22, 2024
- SEC Charges Advisory Firm La Mancha and its Owner David Kushner with Fraud November 21, 2024
- SEC Chair Gensler to Depart Agency on January 20 November 21, 2024
Tag Archives: Patrick McHenry
Open Letter to the SEC: Please Don’t Hang Up on Small Business (And Please Don’t Put Small Business on Hold)
Some of you who read my July 2014 article entitled “Intrastate Crowdfunding at Risk -Has Intrastate Crowdfunding in Washington State Been Washed Out by NASAA and the SEC?” may have concluded that I was making a mountain out of a … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized
Tagged accredited investors, Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, final SEC rules, Guzik and Associates, intrastate crowdfunding, Invest Kansas Exemption, JOBS Act, NASAA, Patrick McHenry, proposed crowdfunding rules, proposed sec crowdfunding regulations, Regulation A, Rule 506, samuel guzik
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JOBS Act 2.0: Congressman McHenry’s Cure for the “Six Deadly Sins” of Crowdfunding Regulation
For those of you who were too busy to notice, U.S. Congressman Patrick McHenry introduced three draft bills into the House Financial Services Committee last week. One of them, if it were to become law, would open up the … Continue reading
Posted in Corporate Law, Crowdfunding, General, SEC Developments
Tagged Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, equity crowdfunding, Guzik and Associates, JOBS Act, JOBS Act 2.0, Patrick McHenry, proposed crowdfunding rules, proposed sec crowdfunding rules, samuel guzik, SEC crowdfunding regulations
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Samuel Guzik Joins Congressman Patrick McHenry in SEC Regulation A Webinar on March 13
Please join Congressman Patrick McHenry and attorneys Samuel Guzik and David N. Feldman in a one hour Webinar to be held on March 13, 2014, 1;30 pm, EDT,. The Webinar will be moderated by Dara Albright, of NowStreet Wire. The … Continue reading
Posted in Capital Raising, Crowdfunding, General, SEC Developments, Uncategorized
Tagged Crowdfunding, Crowdfunding Plus, CrowdfundingPlus, Guzik and Associates, IPO, JOBS Act, Patrick McHenry, proposed SEC rules, Regulation A, Samuel S. Guzik, sec, SEC proposed rules, securities attorney
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IT’S THE JOBS ACT, STUPID!
Still Time to Comment on SEC’s Proposed Regulation D General Solicitation Rules? On July 10, 2013, the SEC issued its final rules allowing general solicitation and advertising in unregistered private placements, provided all of the investors were accredited, effective September … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, final SEC rules, general advertising, general solicitation, Guzik and Associates, JOBS Act, Office of Advocacy, Patrick McHenry, private placements, proposed SEC rules, public solicitation, regulation d, Rule 506, samuel guzik, SBA, sec
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