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Latest SEC News- SEC Charges Five Investment Advisers for Marketing Rule Violations April 12, 2024
- Register for the SEC’s 43rd Annual Small Business Forum April 16-18 April 4, 2024
- SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures April 3, 2024
- SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month April 2, 2024
- SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet March 27, 2024
Tag Archives: SBA
IT’S THE JOBS ACT, STUPID!
Still Time to Comment on SEC’s Proposed Regulation D General Solicitation Rules? On July 10, 2013, the SEC issued its final rules allowing general solicitation and advertising in unregistered private placements, provided all of the investors were accredited, effective September … Continue reading
Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments
Tagged accredited investors, final SEC rules, general advertising, general solicitation, Guzik and Associates, JOBS Act, Office of Advocacy, Patrick McHenry, private placements, proposed SEC rules, public solicitation, regulation d, Rule 506, samuel guzik, SBA, sec
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