Tag Archives: proposed SEC rules

Regulation (C)rowdfunding Day – The Morning After

 [Following is a reprint of an article written by me for my Legal Column,  The Crowdfunding Counselor™, on CrowdfundInsider, published on October 24, 2013] First in a Series of Articles Focusing on the Road Ahead to Final Rules and Beyond … Continue reading

Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, Uncategorized | Tagged , , , , , , , , , , , , , , , , , , , | Comments Off on Regulation (C)rowdfunding Day – The Morning After

The SEC Finally Convenes on Crowdfunding Rules – Open Meeting or Crowd Control?

 [Following is a reprint of an article written by me for my Legal Column, The Crowdfunding Counselor™, on CrowdfundInsider, published on October 22, 2013] It had been more than 18 months since President Obama signed into law the multi-faceted potpourri … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , , | Comments Off on The SEC Finally Convenes on Crowdfunding Rules – Open Meeting or Crowd Control?

Securities Attorney Samuel Guzik Announces Regular Legal Column for Crowdfund Insider – The Crowdfunding Counselor™

As previously reported on CrowdfundInsider.com, I will be authoring a column on its behalf, The Crowdfunding Counselor™, dedicated to discussing legal issues of importance to those committed to advancing capital formation for small businesses and startups alike flowing from the … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments, Uncategorized | Tagged , , , , , , , , , , , , , , , , , | Comments Off on Securities Attorney Samuel Guzik Announces Regular Legal Column for Crowdfund Insider – The Crowdfunding Counselor™

SEC Extends Comment Period for JOBS Act Rule 506 Proposed Rulemaking – Is the SEC About to Pivot?

September 23, 2013 kicked off an historic period in federal securities laws.  For the first time in 80 years companies would be allowed to publicly solicit investors in unregistered private placements so long as all of the investors were accredited.  … Continue reading

Posted in Capital Raising, Corporate Governance, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , | Comments Off on SEC Extends Comment Period for JOBS Act Rule 506 Proposed Rulemaking – Is the SEC About to Pivot?

IT’S THE JOBS ACT, STUPID!

Still Time to Comment on SEC’s Proposed Regulation D General Solicitation Rules? On July 10, 2013, the SEC issued its final rules allowing general solicitation and advertising in unregistered private placements, provided all of the investors were accredited, effective September … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , | Comments Off on IT’S THE JOBS ACT, STUPID!

SEC Regulation D and Rule 506 – Speak Now or Forever Hold Your Peace

On July 10, 2013, the SEC issued proposed rules to amend Regulation D.  The rules, if adopted, would place significant conditions on the use of new Rule 506(c) promulgated under the JOBS Act. Rule 506(c), as will be in effect … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , , , , | Comments Off on SEC Regulation D and Rule 506 – Speak Now or Forever Hold Your Peace

Equity Crowdfunding in Wisconsin – The Bucks Start Here

Wisconsin today became the fifth state to introduce state legislation which, if enacted, would allow equity crowdfunding targeted at both accredited and unaccredited investors.  Two states, Kansas and Georgia, have already implemented laws and regulations which allow equity crowdfunding to … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General | Tagged , , , , , , , , , , , , , , , , | Comments Off on Equity Crowdfunding in Wisconsin – The Bucks Start Here

Equity Crowdfunding and The Road Not Taken – What Congress Could Learn From Kansas

It’s pretty easy to make a case against equity crowdfunding: Startups are risky investments – most will fail, and investors will lose their money. Crowdfunding will be a magnet for fraud, drawing phony and exaggerated investment schemes. The goal of … Continue reading

Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , , , , | Comments Off on Equity Crowdfunding and The Road Not Taken – What Congress Could Learn From Kansas

Equity Crowdfunding – The Road Ahead at the SEC and Beyond

Equity crowdfunding, hoped by many to be a promising new vehicle for capital formation for startups and other early stage companies, has yet to become operational under the JOBS Act – waiting on the SEC to promulgate proposed and final … Continue reading

Posted in Business Formation, Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , , | Comments Off on Equity Crowdfunding – The Road Ahead at the SEC and Beyond

Final and Proposed SEC Rules Allowing General Solicitation are Out – Crowdfunding Rules for Non-Accredited Investors to Follow-And So Too Should Caution

On July 10, 2013, the SEC released final SEC rules, effective in September 2013, which will allow general solicitation and advertising in unregistered debt and equity offerings so long as all of the purchasers are accredited investors and the issuer … Continue reading

Posted in Capital Raising, Corporate Law, Crowdfunding, General, SEC Developments | Tagged , , , , , , , , , , , , , , , , , , , , | Comments Off on Final and Proposed SEC Rules Allowing General Solicitation are Out – Crowdfunding Rules for Non-Accredited Investors to Follow-And So Too Should Caution